Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 5.14 Exemptions

RCB 4.2 Enforcement powers and penalties

INSPRU 1.5 Internal-contagion risk

COLL 1.2 Types of authorised fund

SUP 10A.10 Customer-dealing functions

COLL 11.4 Depositaries

IPRU-INV 1.1 PURPOSE

PERG 4.4A Mortgage contracts entered into before 21 March 2016

SUP 10A.15 References and accurate information