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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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