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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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Similar To

COLL 4.3 Approvals and notifications

COLL 6.4 Title and registers

PERG 15.1 Introduction

PRIN 2.1 The Principles

SYSC 22.1 Application

REC 3.18 Membership

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]