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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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