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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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