Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.11 Frequently Asked Questions

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

MAR 5.3 Trading process requirements

DTR 2.1 Introduction and purpose

APER 1.1A Application

CONC 2.5 Conduct of business: credit broking

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 6.1 Application

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

COBS 15.4 Effects of cancellation

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

EG 2.15 Decision making in the context of regulatory enforcement action

COBS 14.2 Providing product information to clients

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 4.3 Appointment of actuaries

LR 19.4 Continuing obligations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 16.9 Appointed representatives annual report

DEPP 1.1 Application and Purpose