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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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MCOB 6.3 General

As Published: 2015

MCOB 6.3 General

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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