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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

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