Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 15.3 Exercising a right to cancel

REC 4.2 The supervisory relationship with UK recognised bodies

DTR 4.4 Exemptions

MIPRU 4.4 Calculation of capital resources

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COBS 11.6 Use of dealing commission [deleted]

COBS 4.11 Record keeping: financial promotion

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 4.6 The IRB approach: Retail exposures

EG 11.5 Other relevant powers

SYSC 4.9

SYSC 4.4 Apportionment of responsibilities

FEES 2.1 Introduction

MAR 10.2 Position limit requirements

COCON 3.1 General factors for assessing compliance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG App 3.1 The FCA

PERG 4.1 Application and purpose

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013