Search Result

481 - 500 of 680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers