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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

…

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

…

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

…

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

…

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

…

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

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