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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings