Search Result

381 - 400 of 1439 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]