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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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