Search Result

321 - 340 of 1586 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares