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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

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