Search Result

181 - 200 of 1591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SYSC 4.6

As Published: 2015

SYSC 4.6

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions