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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose