Search Result

361 - 380 of 1298 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures