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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application