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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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TC App 5.1

As Published: 2010

TC App 5.1

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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