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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SYSC 4.8

As Published: 2015

SYSC 4.8

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares