Search Result

661 - 680 of 1352 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)