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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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CREDS 9.1 Application and purpose

COLL 5.5 Cash, borrowing, lending and other provisions

LR 7.2 The Listing and Premium Listing Principles

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 10.3 Asset-freezing injunctions

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 3.2 The instrument constituting the fund

SUP 4.2 Purpose

SUP 11.2 Purpose

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 3.7 Investigations to assist overseas authorities (section 169)