Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 5.4 Financial collateral

COBS 4.4 Compensation information

PERG 4.6 Advising on regulated mortgage contracts

DISP 2.1 Purpose, interpretation and application

SUP 16.22 Reporting under the Payment Accounts Regulations

GEN 1.2 Referring to approval by the FCA

APER 2.1A The Statements of Principle

SUP 10C.3 General material about the definition of controlled functions

COND 2.2 Location of offices

PERG 1.2 Introduction

DTR 4.3A Reports on payments to governments

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling