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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures