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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

…

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

…

IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

…

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

…

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

…

MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions

…

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

…

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

…

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

…

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

…

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

…

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

…

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

…

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

…

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