Search Result

481 - 500 of 1410 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general