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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 5.6 Mediation

REC 2.16 Complaints

SYSC 21.1 Risk control: guidance on governance arrangements

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REC 4.7 The section 297 power to revoke recognition

GEN 4.1 Application

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PERG 13.1 Introduction

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PRIN 4.1 Principles: MiFID business

CASS 11.3 Responsibility for CASS operational oversight

LR 4.3 Approval and publication of listing particulars