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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SYSC 4.9

As Published: 2015

SYSC 4.9

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GENPRU 3.1 Application

PERG 2.4 Link between activities and the United Kingdom

MCOB 8.5A Advised sales

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COCON 1.2 Investments

SUP 10C.3 General material about the definition of controlled functions

MAR 5.6 Reporting requirements

SYSC 4.3A Management body and nomination committee

ICOBS 6.1 Providing product information to customers: general

SUP 16.5 Annual Close Links Reports

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy