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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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SYSC 4.6

As Published: 2015

SYSC 4.6

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COCON 1.1 Application

SUP 5.3 Policy on the use of skilled persons

EG 4.11 Approach to interviews and interview procedures

PERG 8.12 Exemptions applying to all controlled activities

SUP 16.3 General provisions on reporting

DTR 8.5 Supervision of primary information providers

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 5.6 Mediation

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 6.12 Risk management policy and risk measurement

REC 3.3 Waivers

DEPP 6.5 Determining the appropriate level of financial penalty

DEPP 7.2 Interviews

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 6.4 Publicity in RDC cases

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

MAR 10.5 Other reporting, notifications and information requirements

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SYSC 4.6