Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

COBS 20.2 Treating with-profits policyholders fairly

COLL 11.5 Auditors

LR 4.2 Contents and format of listing particulars

LR 8.4 Role of a sponsor: transactions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 12.5 Contracts: required terms

EG 7.1 The FCA’s use of sanctions

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DEPP 1.2 Introduction to statutory notices

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

SUP 8.3 Applying for a waiver

SUP 15.14 Notifications under the Payment Services Regulations

RCB 4.2 Enforcement powers and penalties

SUP 10C.11 Statements of responsibilities

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

LR 8.6 Criteria for approval as a sponsor