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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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