Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 20.5 Disclosures

LR 16.3 [deleted]

EG App 3.2 BIS

ICOBS 8.4 Employers’ Liability Insurance

FEES 13.2 The IML levy

REC 6A.2 Removal of passport rights from EEA market operator

COLL 6.9 Independence, names and UCITS business restrictions

LR 5.4 Restoring listing

DTR 2.7 Dealing with rumours

LR 3.2 Application for admission to listing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy