Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.6 Confidential information and privilege

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SUP 16.3 General provisions on reporting

FEES 13.1 Application and purpose

DISP App 1.5 Additional considerations

REC 5.2 Application process

COND 2.4 Appropriate resources

EG 5.6 Mediation

CASS 7.13 Segregation of client money

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 4.7

SUP 12.2 Introduction

EG 12.1 The FCA’s general approach

EG 2.1 Case selection and the use of enforcement powers

REC 6.7 Notification rules for overseas recognised bodies

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 15.1 Introduction

REC 3.26 Proposals to make regulatory provision