Search Result

1281 - 1300 of 1386 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information