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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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