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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits