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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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SYSC 4.6

As Published: 2015

SYSC 4.6

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LR 13.8 Other circulars

DTR 8.4 Continuing obligations

LR 9.2 Requirements with continuing application

SUP 10A.9 Significant management functions [deleted]

REC 2.8 Settlement and clearing facilitation services

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 10C.10 Application for approval and withdrawing an application for approval

RCB 3.5 Other notifications

MAR 8.3 Requirements for benchmark administrators [deleted]

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SYSC 19A.3 Remuneration principles for IFPRU investment firms

RCB 3.3 Asset pool notifications

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration