Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

…

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.3 Responsibility of senior personnel

MIPRU 3.2 Professional indemnity insurance requirements

SUP 15.4 Notified persons

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

EG 3.1 Introduction

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

MCOB 8.6A Execution-only sales

COLL 12.2 UK UCITS management companies

RCB 3.1 Application and Purpose

COBS 11.5 Record keeping: client orders and transactions [deleted]

FEES App 1 Annex 3 Emergencies [deleted]

SUP 11.2 Purpose

COND 2.7 Business model

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)