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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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