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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

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Similar To

MCOB 9.3 Pre-application disclosure

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CONC 13.1 Application

SYSC 13.8 External events and other changes

DEPP 6.4 Financial penalty or public censure

DISP 1.3 Complaints handling rules

DTR 3.1

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 11.3 The FCA’s choice of powers

COLL 7.2 Suspension and restart of dealings

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

LR 15.3 Listing applications and procedures

COBS 16.3 Periodic reporting

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.1 Application

EG 12.1 The FCA’s general approach

APER 4.4 Statement of Principle 4

LR 12.6 Treasury shares

COBS 4.12 [deleted]