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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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PERG 7.6 Applications for a certificate

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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LR 8.2 When a sponsor must be appointed or its guidance obtained

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REC 3.4 Members of the management body and internal organisation

SYSC 2.1 Apportionment of Responsibilities

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DTR 1C.2 Modifying rules and consulting the FCA