Search Result

761 - 780 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards