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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 13.2 General

As Published: 2011

PERG 13.2 General

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions