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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SYSC 4.5

As Published: 2015

SYSC 4.5

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

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LR 9.8 Annual financial report

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DISP 1.1A Complaints handling requirements for MiFID complaints

SYSC 13.8 External events and other changes

COBS 20.5 With-profits governance

COLL 6.8 Income: accounting, allocation and distribution

COLL 8.2 Constitution

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 4.5

APER 3.1 Introduction