Search Result

481 - 500 of 1513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals