Search Result

421 - 440 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]