Search Result

341 - 360 of 1405 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities