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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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